-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MHuCO/XXUP5RKCY1hvJwLYTg1p+ZX1BQI3uNFWItJjlX9t4IvWeSZ2dl4ffJ/Ez3 LTOAbS0ekYBqAyltRPhX1A== 0000950170-98-000314.txt : 19980218 0000950170-98-000314.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950170-98-000314 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD GROUP MEMBERS: KOS HOLDINGS INC GROUP MEMBERS: KOS HOLDINGS, INC. GROUP MEMBERS: KOS INVESMENTS, INC. GROUP MEMBERS: MICHAEL JAHARIS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KOS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001018952 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 650670898 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52857 FILM NUMBER: 98543658 BUSINESS ADDRESS: STREET 1: 1001 BRICKELL BAY DR STE 25 CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 3055773464 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KOS HOLDINGS INC CENTRAL INDEX KEY: 0001055882 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 475 PARK AVENUE SOUTH STREET 2: 23RD FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 3055773464 MAIL ADDRESS: STREET 1: 475 PARK AVENUE SOUTH STREET 2: 23RD FL CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(b) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ______________)* KOS PHARMACEUTICALS, INC. - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.01 - ------------------------------------------------------------------------------- (Title of Class of Securities) 500648100 - ------------------------------------------------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, SEE the Notes). CUSIP NO. 500648100 13G PAGE 2 OF 9 PAGES - ------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) KOS HOLDINGS, INC. - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) |_| (SEE Instructions) (b) |_| - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Citizenship or Place of Organization DELAWARE - ------------------------------------------------------------------------------- 5 Sole Voting Power NUMBER OF NONE SHARES --------------------------------------------- BENEFICIALLY 6 Shared Voting Power OWNED BY 7,610,000 EACH --------------------------------------------- REPORTING 7 Sole Dispositive Power PERSON NONE WITH --------------------------------------------- 8 Shared Dispositive Power 7,610,000 - ------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 7,610,000 - ------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares |_| (SEE Instructions) - ------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 44.3% - ------------------------------------------------------------------------------- 12 Type of Reporting Person (SEE Instructions) CO - ------------------------------------------------------------------------------- CUSIP NO. 500648100 13G PAGE 3 OF 9 PAGES - ------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) KOS INVESTMENTS, INC. - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) |_| (SEE Instructions) (b) |_| - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Citizenship or Place of Organization DELAWARE - ------------------------------------------------------------------------------- 5 Sole Voting Power NUMBER OF NONE SHARES --------------------------------------------- BENEFICIALLY 6 Shared Voting Power OWNED BY 8,570,069 EACH --------------------------------------------- REPORTING 7 Sole Dispositive Power PERSON NONE WITH --------------------------------------------- 8 Shared Dispositive Power 8,570,069 - ------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 8,570,069 - ------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares |_| (SEE Instructions) - ------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 49.9% - ------------------------------------------------------------------------------- 12 Type of Reporting Person (SEE Instructions) CO - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- 1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (Entities Only) MICHAEL JAHARIS - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) |_| (SEE Instructions) (b) |_| - ------------------------------------------------------------------------------- 3 SEC Use Only - ------------------------------------------------------------------------------- 4 Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- 5 Sole Voting Power NUMBER OF NONE SHARES --------------------------------------------- BENEFICIALLY 6 Shared Voting Power OWNED BY 8,570,070 EACH --------------------------------------------- REPORTING 7 Sole Dispositive Power PERSON NONE WITH --------------------------------------------- 8 Shared Dispositive Power 8,570,070 - ------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 8,570,070 - ------------------------------------------------------------------------------- 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares |_| (SEE Instructions) - ------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 49.9% - ------------------------------------------------------------------------------- 12 Type of Reporting Person (SEE Instructions) IN - ------------------------------------------------------------------------------- Page 4 of 9 Pages Item 1. (a) Name of Issuer: Kos Pharmaceuticals, Inc. (b) Address of Issuer's Principal Executive Offices: 1001 Brickell Bay Drive, Suite 2502 Miami, FL 33131 Item 2. (a) Name of Persons Filing: Kos Holdings, Inc., Kos Investments, Inc. and Michael Jaharis (b) Address of Principal Business Office or if None, Residence: For the corporations and Mr. Jaharis: c/o Steven K. Aronoff, P.C. 475 Park Avenue South 23rd Floor New York, NY 10016 (c) Citizenship: Delaware for corporations and USA for Mr. Jaharis (d) Title of Class of Securities: Common Stock, par value $.01 (e) Cusip Number: 500648100 Item 3. N/A Item 4. Ownership (1)(a) Amount Beneficially Owned by Kos Holdings, Inc.: 7,610,000 (1)(b) Percent of Class: 44.3% (1)(c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: None (ii) Shared power to vote or to direct the vote: 7,610,000 Page 5 of 9 Pages (iii) Sole power to dispose or to direct the disposition of: None (iv) Shared power to dispose or to direct the disposition of: 7,610,000 (2)(a) Amount Beneficially Owned by Kos Investments, Inc.: 8,570,069 (2)(b) Percent of Class: 49.9% (2)(c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: None (ii) Shared power to vote or to direct the vote: 8,570,069 (iii) Sole power to dispose or to direct the disposition of: None (iv) Shared power to dispose or to direct the disposition of: 8,570,069 (3)(a) Amount Beneficially Owned by Michael Jaharis: 8,570,070 (3)(b) Percent of Class: 49.9% (3)(c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: None (ii) Shared power to vote or to direct the vote: 8,570,070 (iii) Sole power to dispose or to direct the disposition of: None (iv) Shared power to dispose or to direct the disposition of: 8,570,070 Item 5. Ownership of Five Percent or Less of a Class N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person None Page 6 of 9 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item. 10. Certification N/A Page 7 of 9 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: February 13, 1998 KOS HOLDINGS, INC. By: /s/ Kathy Jaharis Ledes -------------------------------------------- Kathy Jaharis Ledes, President KOS INVESTMENTS, INC. By: /s/ Kathy Jaharis Ledes -------------------------------------------- Kathy Jaharis Ledes, President /s/ Michael Jaharis -------------------------------------------- Michael Jaharis Page 8 of 9 Pages EXHIBITS Exhibit A Joint Filing Statement Page 9 of 9 Pages EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Schedule 13G. This Joint Filing Agreement shall be included as an exhibit to such joint filing. In evidence thereof, each of the undersigned, being duly authorized, hereby execute this Agreement this 13th day of February, 1998. KOS HOLDINGS, INC. By: /s/ Kathy Jaharis Ledes ----------------------------------- Kathy Jaharis Ledes KOS INVESTMENTS, INC. By: /s/ Kathy Jaharis Ledes ----------------------------------- Kathy Jaharis Ledes /s/ Michael Jaharis --------------------------------------- Michael Jaharis -----END PRIVACY-ENHANCED MESSAGE-----